Donald J. Guarino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Joseph Guarino was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2012 - April 12, 2016
DAVID LERNER ASSOCIATES, INC.
September 7, 2004 - June 30, 2011
ALLSTATE FINANCIAL SERVICES, LLC
January 2, 2003 - August 31, 2004
SANDGRAIN SECURITIES LLC
December 3, 1997 - December 31, 2002
FIRST SECURITY INVESTMENTS, INC.
December 8, 1994 - October 16, 1997
MEYERS POLLOCK ROBBINS, INC.
May 16, 1991 - November 14, 1994
GOLDIS FINANCIAL GROUP, INC.
January 29, 1990 - May 7, 1991
DUNHILL EQUITIES, INC.
December 6, 1989 - January 27, 1990
HYM FINANCIAL, INC.
September 25, 1987 - December 18, 1989
PRUDENTIAL EQUITY GROUP, LLC
April 2, 1984 - October 28, 1987
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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