Arthur J. Denhartog
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur James Denhartog, who also goes by Arthur James (doctor) Denhartog, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1984. Arthur had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 1997 - May 17, 1998
FOX & COMPANY INVESTMENTS INC.
May 6, 1991 - October 18, 1996
CALTON & ASSOCIATES, INC.
November 28, 1990 - May 8, 1991
SIMMONS & BISHOP CO. INC.
May 31, 1989 - October 12, 1990
FIRST AFFILIATED SECURITIES
May 11, 1989 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
April 9, 1984 - May 31, 1989
METROPOLITAN LIFE INSURANCE COMPANY
April 9, 1984 - May 31, 1989
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOX & COMPANY INVESTMENTS INC.
CRD#: 18517 / SEC#: , 8-37061
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
