Jeffrey H. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Hugh Hill, who also goes by Jeffrey H Hill, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2011 - March 12, 2014
HWJ CAPITAL PARTNERS II, LLC
January 4, 2005 - December 14, 2010
HWJ CAPITAL PARTNERS II, LLC
April 17, 1998 - February 4, 1999
HWJ CAPITAL PARTNERS, L.P.
May 17, 1994 - May 18, 2007
HARCH CAPITAL MANAGEMENT INC.
August 8, 1990 - March 11, 1994
ALEX. BROWN & SONS INCORPORATED
May 31, 1988 - July 23, 1990
CITIGROUP GLOBAL MARKETS INC.
October 20, 1987 - May 25, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/16/2004
Limited Representative-Equity Trader ExamCurrent Firm
HWJ CAPITAL PARTNERS II, LLC
CRD#: 132135 / SEC#: , 8-66560
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARCH, JOSEPH WILLIAM | MANAGING MEMBER, CCO, CFO | 1331665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
