Sheldon Kraft
Professional summary
Sheldon Kraft was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sheldon is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Sheldon had worked at 7 firms, which includes PATTERSON TRAVIS INC., CROWN FINANCIAL GROUP INC., COMMONWEALTH ASSOCIATES, EMANUEL AND COMPANY, VANDERBILT SECURITIES INC., GREENTREE SECURITIES CORP., BROOKS WEINGER ROBBINS & LEEDS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 1996 - September 18, 1997
PATTERSON TRAVIS, INC.
April 25, 1996 - September 26, 1996
CROWN FINANCIAL GROUP, INC.
August 5, 1994 - February 27, 1996
COMMONWEALTH ASSOCIATES
November 28, 1989 - July 25, 1994
EMANUEL AND COMPANY
May 12, 1988 - December 15, 1989
VANDERBILT SECURITIES, INC.
January 8, 1988 - May 4, 1988
GREENTREE SECURITIES CORP.
April 18, 1984 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PATTERSON TRAVIS, INC.
CRD#: 16540 / SEC#: , 8-34364
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
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