Eric D. Weinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric David Weinstein, who also goes by Eric Weinstein, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1984. Eric had worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2022 - February 9, 2023
JONESTRADING
March 28, 2018 - July 23, 2020
DALMORE GROUP LLC
February 26, 2013 - June 30, 2016
NEUBERGER BERMAN MANAGEMENT LLC
March 23, 2009 - February 6, 2018
NEUBERGER BERMAN BD LLC
March 17, 2009 - February 6, 2018
NEUBERGER BERMAN BD LLC
March 27, 1998 - January 10, 2000
BNP PARIBAS SECURITIES CORP.
August 19, 1997 - March 6, 1998
DEUTSCHE BANK SECURITIES INC.
July 20, 1994 - April 11, 1997
SBC WARBURG, INC.
June 20, 1984 - July 12, 1985
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/1/2022
Investment Banking Registered Representative ExaminationSeries 8
Date: 10/17/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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