Julie I. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Irwin Williams, who also goes by Julie Elizabeth Irwin, Julie Irwin, Julie I Williams, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1984. Julie had worked at 11 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - April 11, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 25, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
January 17, 2013 - April 8, 2019
FIDELITY BROKERAGE SERVICES LLC
November 18, 2011 - April 24, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 6, 2011 - April 24, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 19, 2009 - September 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2009 - September 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 2007 - November 20, 2008
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
December 1, 2005 - April 13, 2007
FRANKLIN DISTRIBUTORS, LLC
October 4, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
September 13, 2002 - October 14, 2003
VP DISTRIBUTORS LLC
November 2, 1989 - March 22, 1993
MORGAN STANLEY DW INC.
January 6, 1987 - December 24, 1990
BNY MELLON SECURITIES CORPORATION
April 18, 1984 - November 19, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
