Thomas J. Hughs

CONSORTIUM PRIVATE WEALTH LLC

SLIDELL, LA 70461

Some features on this profile are disabled

CRD#: 1250491

Professional summary

Thomas Jude Semmes Hughs, who also goes by Semmes Hughs, Thomas Jude Semmes Hughs Mr, T.j. Semmes Hughs, Thomas J Semmes Hughs, is a registered financial advisor currently at CONSORTIUM PRIVATE WEALTH LLC located in Slidell, Louisiana.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Semmes Hughs | Thomas Jude Semmes Hughs Mr | T.j. Semmes Hughs | Thomas J Semmes Hughs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARTHUR J. GALLAGHER POSITION: INSURANCE SALES AGENT; NATURE: LIFE AND HEALTH INSURANCE AND MEDICAL SUPPLEMENTS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 2; START DATE: 05/01/2013 ADDRESS: 111 VETERANS BLVD., SUITE 1130, METAIRIE LA 70005, UNITED STATES DESCRIPTION: HAS A BROKER AGREEMENT WITH ARTHUR J. GALLAGHER TO SELL GROUP HEALTH INSURANCE, SELLS LIFE AND HEALTH INSURANCE, RECEIVES RENEWAL COMMISSIONS T. J. SEMMES HUGHS POSITION: SELF-EMPLOYED LIFE INSURANCE AGENT; NATURE: LIFE INSURANCE AND MEDICARE SUPPLEMENTS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 200; SECURITIES TRADING HOURS: 6; START DATE: 05/01/1983 ADDRESS: 212 TCHEFUNCTE PARC CT., MADISONVILLE, LA 70447, UNITED STATES DESCRIPTION: SELF-EMPLOYED LIFE INSURANCE EARNING COMMISSIONS FROM LIFE INSURANCE PRODUCTS AND SELLING MEDICARE SUPPLEMENTS LE MOYNE DE BIENVILLE CLUB POSITION: board member NATURE: Social/lunch club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 666 Gravier St., New Orleans LA 70130, United States DESCRIPTION: BOARD MEMBER, ATTENDS MEETINGS TO OVERSEE THE CLUB ACTIVITIES. I DON'T HANDLE ANY FUNDS OF THE CLUB. THE IRIS CLUB POSITION: Secretary and board member NATURE: Non-Profit Mardi Gras Social Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1987 ADDRESS: 666 Gravier St., New Orleans LA 70130, United States DESCRIPTION: RECORDING MINUTES FOR THE ORGANIZATING, NO COLLECTING OR RAISING FUNDS, NO MANAGEMENT OF MONIES MYSTIC KREWE OF OLYMPIA POSITION: board member NATURE: Non Profit Mardi Gras social organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2004 ADDRESS: 428 E. BOSTON, COVINGTON, LA 70433 DESCRIPTION: ATTENDS MEETINGS TO OVERSEE THE ORGANIZATIONAL ACTIVITIES. I DON'T HANDLE ANY FUNDS OF THE ORGANIZATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Jude Semmes Hughs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

CONSORTIUM PRIVATE WEALTH LLC

Office #1: 1000 Caruso Blvd Ste 425, Slidell, LA 70461

RIA

CRD#: 5685

METAIRIE, LA

Past

August 7, 2012 - October 8, 2012

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 9, 2010 - August 6, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 16364

Past

June 20, 1984 - July 8, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONSORTIUM PRIVATE WEALTH LLC

CRD#: 325038 / SEC#: 801-127380

RIA

Registered Investment Advisory firm - (12/20/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (12/19/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 Caruso Blvd Ste 425, Slidell, LA 70461

Mailing Address

Phone number

(800) 980-5601

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 650,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Jamie Cohen

UBS SECURITIES LLC

NEW YORK, NY

John Valencia

LPL FINANCIAL LLC

IAR

LARGO, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas J. Hughs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Jude Semmes Hughs's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THE LEADERS GROUP, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

TRANSAMERICA CAPITAL, LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

VERAVEST INVESTMENTS, INC.

INTERLINK SECURITIES CORP.

AFD, INC.

HANOVER INVESTMENT SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

F & G SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2010

Series 63

Date: 5/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1999

Series 22

Date: 10/12/1984

Series 6

Date: 6/19/1984

Current Firm

CONSORTIUM PRIVATE WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONSORTIUM PRIVATE WEALTH LLC

TRUST BUT VERIFY

Similar Advisors