Dennis T. Hippen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Theodore Hippen was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1985. Dennis had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2010 - December 31, 2024
STONEBRIDGE CAPITAL ADVISORS LLC
October 30, 2002 - December 31, 2002
STONEBRIDGE CAPITAL PARTNERS LLC
May 2, 1985 - December 31, 1996
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
STONEBRIDGE CAPITAL ADVISORS LLC
CRD#: 111447 / SEC#: 801-53760
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
STONEBRIDGE CAPITAL ADVISORS LLC
CRD#: 111447 / SEC#: 801-53760
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,982 |
| AUM (Assets Under Management) | $ 2,266,426,928 |
Red Flags
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