Jack E. Rongione
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Egidio Rongione, who also goes by Giacomo Egidio Rongione, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1984. Jack had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2004 - August 15, 2013
U.S. BROKERAGE, INC.
September 9, 2003 - August 18, 2004
SAXONY SECURITIES, INC.
September 10, 1990 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
December 8, 1987 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
November 27, 1987 - February 4, 1988
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
April 18, 1984 - December 7, 1987
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. BROKERAGE, INC.
CRD#: 39307 / SEC#: , 8-48635
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
