Avin E. Bakal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avin Emil Bakal, who also goes by Avin E Bakal, Avin Emile Bakal, was a registered financial professional .
Avin is a previously registered financial professional and started their career in finance in 1984. Avin had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1992 - June 24, 1994
MARSH, BLOCK & CO. INC.
December 20, 1990 - June 27, 1992
BERKELEY SECURITIES CORPORATION
March 22, 1988 - December 14, 1990
SOUTH RICHMOND SECURITIES, INC.
January 15, 1988 - April 20, 1988
MONMOUTH INVESTMENTS, INC.
January 6, 1988 - January 23, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
August 28, 1987 - December 21, 1987
MARSHALL DAVIS, INC.
July 17, 1987 - September 3, 1987
OUTWATER & WELLS, INC.
March 13, 1986 - July 6, 1987
VICEROY INTERNATIONAL SECURITIES CORP.
April 29, 1985 - October 8, 1985
CLAIRMONT SECURITIES INC.
November 15, 1984 - March 20, 1985
VANDERBILT SECURITIES, INC.
October 10, 1984 - November 26, 1984
BARRON, MARSHALL & KAMEN CO., INC.
March 27, 1984 - September 11, 1984
KANAN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MARSH, BLOCK & CO. INC.
CRD#: 11194 / SEC#: , 8-15047
Contact information
Documents
Red Flags
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