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Avin Emil Bakal

CRD# 1250262·Registered 1984 - 1994
Previously Registered: Being a previously registered professional could mean that Avin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Avin Emil Bakal, who also goes by Avin E Bakal, Avin Emile Bakal, was a registered financial advisor. Avin was a previously registered financial professional and started their career in finance 1984 - 1994. Avin had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Avin E Bakal, Avin Emile Bakal

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

MARSH, BLOCK & CO. INC.·CRD# 11194
BD
July 6, 1992 - June 24, 1994
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
December 20, 1990 - June 27, 1992
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
March 22, 1988 - December 14, 1990
MONMOUTH INVESTMENTS, INC.·CRD# 14047
BD
January 15, 1988 - April 20, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.·CRD# 8663
BD
January 6, 1988 - January 23, 1988
MARSHALL DAVIS, INC.·CRD# 16278
BD
August 28, 1987 - December 21, 1987
OUTWATER & WELLS, INC.·CRD# 2959
BD
July 17, 1987 - September 3, 1987
VICEROY INTERNATIONAL SECURITIES CORP.·CRD# 13780
BD
March 13, 1986 - July 6, 1987
CLAIRMONT SECURITIES INC.·CRD# 7206
BD
April 29, 1985 - October 8, 1985
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
November 15, 1984 - March 20, 1985
BARRON, MARSHALL & KAMEN CO., INC.·CRD# 2390
BD
October 10, 1984 - November 26, 1984
KANAN SECURITIES, INC.·CRD# 13698
BD
March 27, 1984 - September 11, 1984

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Current Firm

MB
MARSH, BLOCK & CO. INC.

MARSH BLOCK NOVA & CO., INC. | MARSH, BLOCK & CO., INC. | MARSH, BLOCK & CO. INC.

CRD#: 11194 / SEC#: 8-15047
BD
Revoked by SEC on 02/08/1999

Contact Information

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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