Jerome M. Deutsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Mark Deutsch, who also goes by Jerome M Deutsch, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1984. Jerome had worked at 12 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2013 - December 11, 2014
INDEX STRATEGY ADVISORS INC.
February 24, 2006 - May 4, 2007
UBS FINANCIAL SERVICES INC.
August 12, 2004 - December 5, 2005
UBS FINANCIAL SERVICES INC.
March 15, 2001 - November 8, 2002
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
May 10, 2000 - June 28, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 29, 1998 - December 19, 2000
WELLS FARGO SECURITIES INC.
September 10, 1993 - January 9, 1998
CHARLES SCHWAB & CO., INC.
September 30, 1992 - August 17, 1993
AMERICA INVEST ONLINE, INC.
September 27, 1990 - March 30, 1992
AMERIPRISE ADVISOR SERVICES, INC.
April 27, 1987 - February 21, 1989
FIDELITY BROKERAGE SERVICES LLC
January 28, 1985 - October 8, 1986
CITICORP FINANCIAL SERVICES,INC.
May 21, 1984 - December 4, 1984
FLEET BROKERAGE SECURITIES, INC.
March 22, 1984 - April 17, 1984
C.W. RHOADES & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEX STRATEGY ADVISORS INC.
CRD#: 154967 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
