John D. Hedrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dolen Hedrick JR, who also goes by John Dolen Hedrick, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2015 - December 31, 2017
KOVACK ADVISORS, INC.
October 15, 2014 - December 31, 2017
KOVACK SECURITIES INC.
February 15, 2008 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
May 14, 2007 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
March 7, 2007 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
June 16, 2005 - February 5, 2007
MML INVESTORS SERVICES, LLC
July 7, 2003 - February 5, 2007
MML INVESTORS SERVICES, LLC
May 3, 1999 - October 24, 2001
PARK AVENUE SECURITIES LLC
December 18, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
Primary Firm SEC Registration
KOVACK ADVISORS, INC.
CRD#: 140808 / SEC#: 801-63048
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK ADVISORS, INC.
CRD#: 140808 / SEC#: 801-63048
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,809 |
| AUM (Assets Under Management) | $ 5,533,506,324 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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