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Dallas J. Evans
EVANS CAPITAL MANAGEMENT ASSOCIATES
Bellevue, WA 98006
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CRD#: 1250175
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Professional summary
Dallas John Evans, CFP® is a registered financial advisor currently at EVANS CAPITAL MANAGEMENT ASSOCIATES located in Bellevue, Washington.
Dallas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dallas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Self-Employed Notary; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Certified Notary; Start Date: 03/08/2018; Investment Related: Yes; Total Number of Hours during Trading Hours: 1; Number of Hours during Non-Trading Hours: None. 2) Tax Preparation Services; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Tax Preparer; Start Date: 01/01/1995; Investment Related: No; Total Number of Hours: 10 hours/month; Provided as a convenience to some clients, usually with no charge for the service. 3) R. L. EVANS CO. INC.; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Partner; Start Date: 01/01/1983; Investment Related: Yes; Total Number of Hours: 1 hour/month; Sell approximately 4 term life insurance policies per year to clients. 4) Michael Leo Lunenschloss Trust; Address: 8337 Juanita Dr, Kirkland, WA 98034; Position Held: Trustee; Start Date: 03/10/2014; Investment Related: No; Total Number of Hours: 15 minutes/month, 0 hours during trading hours; Sign tax forms and distribute income once per year to beneficiary. Beneficiary advises on investment strategy. Existing personal relationship with beneficiary existed 10 years prior to my role as trustee. 5) Board Member, Brava Homeowners' Association; I own a condo within the Brava Homeowners' Association; Total Number of Hours during Trading Hours: 0; Number of Hours during Non-Trading Hours: 2; Meet with four other board members to discuss and make decisions on financial, maintenance, and operations matters pertaining to the HOA. This is an elected position by members of the association for a period of 3 years. I have no compensation, signing authority, control, or discretion on any financial accounts of the HOA other than providing opinions or advice as a board member. The professional management company hired by the board handles all financial affairs of the HOA.
CRS (Client Relationship Summary) - RIA
Click below to view Dallas John Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
December 4, 1991 - Present
EVANS CAPITAL MANAGEMENT ASSOCIATES
Office #1: 3535 Factoria Boulevard Se Suite 120, Bellevue, WA 98006RIA
CRD#: 110699
Bellevue, WA
Past
January 4, 2010 - May 17, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BELLEVUE, WA
Past
June 19, 2000 - January 6, 2010
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SEATTLE, WA
Past
November 19, 1989 - January 6, 2010
OSAIC WEALTH, INC.
BD
CRD#: 23131
SEATTLE, WA
Past
September 30, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
March 19, 1985 - October 18, 1986
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Past
July 6, 1984 - April 23, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EVANS CAPITAL MANAGEMENT ASSOCIATES
EVANS CAPITAL MANAGEMENT ASSOCIATES | R.L. EVANS CO. INC. | EVANS R L CO INC
CRD#: 110699 / SEC#: 801-111918
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)Texas
Registered Investment Advisory firm - (11/10/2017 Terminated)Washington
Registered Investment Advisory firm - (11/29/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/26/2024)
IAR
Oregon(9/26/2024)
IAR
Texas(9/26/2024)
IAR
Washington(12/4/1991)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
EC
EVANS CAPITAL MANAGEMENT ASSOCIATES
EVANS CAPITAL MANAGEMENT ASSOCIATES | R.L. EVANS CO. INC. | EVANS R L CO INC
CRD#: 110699 / SEC#: 801-111918
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)Texas
Registered Investment Advisory firm - (11/10/2017 Terminated)Washington
Registered Investment Advisory firm - (11/29/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3535 Factoria Blvd Se Suite 120, Bellevue, WA 98006
Mailing Address
Phone number
(425) 455-0501
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,040 |
| AUM (Assets Under Management) | $ 544,995,366 |
Red Flags
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