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Dallas John Evans

CFP®
EVANS CAPITAL MANAGEMENT ASSOCIATES
Bellevue, WA
·CRD# 1250175·42 years experience

Professional Summary

Dallas John Evans, CFP® is a registered financial advisor currently at EVANS CAPITAL MANAGEMENT ASSOCIATES located in Bellevue, Washington. Dallas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dallas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2000

Years of Experience

42 years in the financial services industry

Current & Past Employments

EVANS CAPITAL MANAGEMENT ASSOCIATES·CRD# 110699
RIA
3535 Factoria Boulevard Se Suite 120, Bellevue, WA 98006
December 4, 1991 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Bellevue, WA
January 4, 2010 - May 17, 2019
OSAIC WEALTH, INC.·CRD# 23131
RIA
Seattle, WA
June 19, 2000 - January 6, 2010
OSAIC WEALTH, INC.·CRD# 23131
BD
Seattle, WA
November 19, 1989 - January 6, 2010
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
September 30, 1986 - November 19, 1989
VP DISTRIBUTORS, LLC·CRD# 3036
BD
March 19, 1985 - October 18, 1986
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
July 6, 1984 - April 23, 1985

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Current Firm

EC
EVANS CAPITAL MANAGEMENT ASSOCIATES

EVANS CAPITAL MANAGEMENT ASSOCIATES | R.L. EVANS CO. INC. | EVANS R L CO INC

CRD#: 110699 / SEC#: 801-111918
RIA
Registered Investment Advisory firm - SEC (10/31/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (11/10/2017 Terminated)
Washington
Registered Investment Advisory firm - Washington (11/29/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3535 Factoria Blvd Se Suite 120, Bellevue, WA 98006

Phone Number

(425) 455-0501

# of Employees

3

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EVANS CAPITAL MANAGEMENT ASSOCIATES ADV BROCHURE (7/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

989

AUM (Assets Under Management)

$682,588,885

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Self-Employed Notary; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Certified Notary; Start Date: 03/08/2018; Investment Related: Yes; Total Number of Hours during Trading Hours: 1; Number of Hours during Non-Trading Hours: None. 2) Tax Preparation Services; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Tax Preparer; Start Date: 01/01/1995; Investment Related: No; Total Number of Hours: 10 hours/month; Provided as a convenience to some clients, usually with no charge for the service. 3) R. L. EVANS CO. INC.; Address: 3535 Factoria Blvd SE, #120, Bellevue, WA 98006; Position Held: Partner; Start Date: 01/01/1983; Investment Related: Yes; Total Number of Hours: 1 hour/month; Sell approximately 4 term life insurance policies per year to clients. 4) Michael Leo Lunenschloss Trust; Address: 8337 Juanita Dr, Kirkland, WA 98034; Position Held: Trustee; Start Date: 03/10/2014; Investment Related: No; Total Number of Hours: 15 minutes/month, 0 hours during trading hours; Sign tax forms and distribute income once per year to beneficiary. Beneficiary advises on investment strategy. Existing personal relationship with beneficiary existed 10 years prior to my role as trustee. 5) Board Member, Brava Homeowners' Association; I own a condo within the Brava Homeowners' Association; Total Number of Hours during Trading Hours: 0; Number of Hours during Non-Trading Hours: 2; Meet with four other board members to discuss and make decisions on financial, maintenance, and operations matters pertaining to the HOA. This is an elected position by members of the association for a period of 3 years. I have no compensation, signing authority, control, or discretion on any financial accounts of the HOA other than providing opinions or advice as a board member. The professional management company hired by the board handles all financial affairs of the HOA.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EVANS CAPITAL MANAGEMENT ASSOCIATES

EVANS CAPITAL MANAGEMENT ASSOCIATES | R.L. EVANS CO. INC. | EVANS R L CO INC

CRD#: 110699 / SEC#: 801-111918
RIA
Registered Investment Advisory firm - SEC (10/31/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (11/10/2017 Terminated)
Washington
Registered Investment Advisory firm - Washington (11/29/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(9/26/2024)
IAR
Oregon
(9/26/2024)
IAR
Texas
(9/26/2024)
IAR
Washington
(12/4/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 1984About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1984About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2003About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dallas John Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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