David L. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Williamson, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
July 20, 2011 - February 20, 2025
PATHWAYS ADVISORY GROUP, INC.
July 30, 1991 - July 18, 2011
PORTFOLIO ADVISORS, INC.
June 13, 1991 - August 30, 1997
PACIFIC FINANCIAL ASSOCIATES, INC.
November 7, 1989 - May 24, 1991
TITAN/VALUE EQUITIES GROUP, INC.
July 1, 1986 - November 7, 1989
VALUE EQUITIES CORPORATION
April 30, 1985 - July 1, 1986
MAI SECURITIES CORPORATION
March 22, 1984 - May 6, 1985
WADDELL & REED
Primary Firm SEC Registration
PATHWAYS ADVISORY GROUP, INC.
CRD#: 143817 / SEC#: 801-67921
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATHWAYS ADVISORY GROUP, INC.
CRD#: 143817 / SEC#: 801-67921
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 275,690,147 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
