Mary E. Mcgonagle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ellen Mcgonagle, who also goes by Mary Ellen Dougherty, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1984. Mary had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2019 - December 31, 2023
MEM INVESTMENT RESEARCH L.L.C.
January 27, 2010 - May 20, 2010
WILLIAM O'NEIL + COMPANY
July 8, 1997 - March 5, 2010
WILLIAM O'NEIL SECURITIES
April 21, 1995 - March 5, 2010
WILLIAM O'NEIL SECURITIES
July 9, 1992 - April 5, 1995
BNY MELLON SECURITIES CORPORATION
April 30, 1990 - July 6, 1992
IDS LIFE INSURANCE COMPANY
April 30, 1990 - July 6, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
May 22, 1984 - December 8, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Exams
Current Firm
MEM INVESTMENT RESEARCH L.L.C.
CRD#: 300770 / SEC#:
Contact information
Red Flags
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