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RA

Robert J. Amico

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CRD#: 1250030
RA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert James Amico, who also goes by Robert Andrews Amico, Robert James Amico Jr, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert Andrews Amico | Robert James Amico Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 6, 1996 - September 9, 1996

ROYAL PALM INVESTMENTS, LTD.

BD
CRD#: 28761
GREEN ACRES, FL
Past

November 2, 1995 - March 6, 1996

THE HERITAGE GROUP, INC.

BD
CRD#: 24906
Past

September 7, 1995 - March 6, 1996

THE HERITAGE GROUP, INC.

BD
CRD#: 24906
SAN FRANCISCO, CA
Past

April 17, 1995 - August 8, 1995

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY
Past

January 14, 1992 - March 30, 1995

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

May 31, 1991 - January 10, 1992

ROBERT TODD FINANCIAL CORP.

BD
CRD#: 7423
NEW YORK, NY
Past

January 5, 1990 - May 6, 1991

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

July 13, 1989 - January 10, 1990

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
RED BANK, NJ
Past

August 11, 1988 - September 13, 1991

MONMOUTH INVESTMENTS, INC.

BD
CRD#: 14047
Past

February 12, 1986 - June 30, 1988

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096
Past

April 26, 1985 - January 15, 1986

MICHAEL C. TALLEY & CO., INC.

BD
CRD#: 8679

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/6/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/1986
General Securities Principal Examination

Current Firm


RP
ROYAL PALM INVESTMENTS, LTD.
PCM SECURITIES LIMITED, L.P. | ROYAL PALM INVESTMENTS, LTD. | PCM SECURITIES, LTD.

CRD#: 28761 / SEC#: , 8-43951

BD
Cancelled by SEC on 06/13/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 06/01/1991
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

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