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Robert James Amico

CRD# 1250030·Registered 1985 - 1996
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert James Amico, who also goes by Robert Andrews Amico, Robert James Amico Jr, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 1996. Robert had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Andrews Amico, Robert James Amico Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
May 6, 1996 - September 9, 1996
THE HERITAGE GROUP, INC.·CRD# 24906
BD
November 2, 1995 - March 6, 1996
THE HERITAGE GROUP, INC.·CRD# 24906
BD
San Francisco, CA
September 7, 1995 - March 6, 1996
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
April 17, 1995 - August 8, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
January 14, 1992 - March 30, 1995
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
May 31, 1991 - January 10, 1992
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
January 5, 1990 - May 6, 1991
NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
Red Bank, NJ
July 13, 1989 - January 10, 1990
MONMOUTH INVESTMENTS, INC.·CRD# 14047
BD
August 11, 1988 - September 13, 1991
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
February 12, 1986 - June 30, 1988
MICHAEL C. TALLEY & CO., INC.·CRD# 8679
BD
April 26, 1985 - January 15, 1986

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Current Firm

RP
ROYAL PALM INVESTMENTS, LTD.

PCM SECURITIES LIMITED, L.P. | ROYAL PALM INVESTMENTS, LTD. | PCM SECURITIES, LTD.

CRD#: 28761 / SEC#: 8-43951
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

New York since 06/01/1991

Firm Type

Partnership

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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