Paul C. Pennington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Pennington was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2019 - May 4, 2022
PAUL C PENNINGTON
December 15, 2014 - May 18, 2018
JOURNEY ADVISORY GROUP, LLC
January 5, 2005 - December 17, 2014
PENNINGTON FINANCIAL GROUP
April 1, 1991 - November 29, 2004
PENNINGTON FINANCIAL GROUP
November 19, 1989 - October 27, 2004
OSAIC WEALTH, INC.
December 24, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 18, 1984 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PAUL C PENNINGTON
CRD#: 299077 / SEC#:
Contact information
Red Flags
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