Henry B. Abbott

WASHINGTON SECURITIES

Chevy Chase, MD 20815

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CRD#: 1249819

Professional summary

Henry Bruce Abbott, who also goes by Bruce Abbott, is a registered financial advisor currently at WASHINGTON SECURITIES CORPORATION located in Chevy Chase, Maryland.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Henry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bruce Abbott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Bruce Abbott's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Henry Bruce Abbott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2014 - Present

WASHINGTON SECURITIES CORPORATION

Office #1: 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 20815Office #2: 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 20815Office #3: 6935 Wisconsin Avenue, #510, Chevy Chase, MD 20815

RIA

CRD#: 46213

Chevy Chase, MD

Current

July 1, 2014 - Present

WASHINGTON SECURITIES CORPORATION

Office #1: 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 20815Office #2: 6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-6113Office #3: 6935 Wisconsin Avenue, #510, Chevy Chase, MD 20815

RIA

CRD#: 46213

Chevy Chase, MD

Past

August 8, 2008 - July 1, 2014

MONTGOMERY INVESTMENT MANAGEMENT INC

RIA

CRD#: 105417

ROCKVILLE, MD

Past

December 9, 2004 - July 1, 2014

TZ CLEAR LLC

CRD#: 8089

BETHESDA, MD

Past

June 18, 2003 - December 7, 2004

TZ CLEAR LLC

CRD#: 8089

DALLAS, TX

Past

February 10, 1994 - December 31, 2001

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

September 12, 1990 - February 7, 1994

TZ CLEAR LLC

CRD#: 8089

DALLAS, TX

Past

March 28, 1989 - September 10, 1990

JOHNSTON, LEMON & CO. INCORPORATED

CRD#: 473

WASHINGTON, DC

Past

July 26, 1984 - February 22, 1989

FERRIS, BAKER WATTS, LLC

CRD#: 285

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(7/1/2014)

Florida
(7/1/2014)

Maryland
(7/1/2014)

IAR

Maryland
(7/1/2014)

Virginia
(7/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/18/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/10/1993

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

WASHINGTON SECURITIES CORPORATION

CRD#: 46213 / SEC#: , 8-51359

Maryland

Registered Investment Advisory firm - SEC (4/25/2014 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

6935 Wisconsin Ave No. 510 Suite 510, Chevy Chase, MD 20815

Mailing Address

6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-6113

Phone number

(301) 657-4810

Established

Virginia since 08/20/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ZASTROW, EARL RAYMOND	PRESIDENT, OWNER	1816127
TURNER, NICKEY DALLAS	DIRECTOR	1631638
ABBOTT, HENRY BRUCE	ROSFP, CCO, PRINCIPAL, CORP SECRETARY	1249819
MILLARD, HERBERT JOSEPH	FINOP, MUNICIPAL PRINCIPAL	817355

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 6,975,967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Henry B. Abbott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Bruce Abbott's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Henry Bruce Abbott's CRS (Customer Relationship Summary).

Certified licenses

Experience

WASHINGTON SECURITIES CORPORATION

MONTGOMERY INVESTMENT MANAGEMENT INC

TZ CLEAR LLC

TZ CLEAR LLC

B. RILEY SECURITIES, INC.

TZ CLEAR LLC

JOHNSTON, LEMON & CO. INCORPORATED

FERRIS, BAKER WATTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2008

Series 63

Date: 8/10/1984

SIE

Date: 10/1/2018

Series 55

Date: 3/18/1999

Series 7

Date: 7/21/1984

Series 24

Date: 8/14/2017

Series 4

Date: 6/10/1993

FINRA

Current Firm

WASHINGTON SECURITIES CORPORATION

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

WASHINGTON SECURITIES CORPORATION

TRUST BUT VERIFY

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