Robert G. Goggin

ATTICUS WEALTH MANAGEMENT

Roswell, GA

Some features on this profile are disabled

CRD#: 1249683

Professional summary

Robert Gerald Goggin, who also goes by Bob Goggin, Robert Goggin, is a registered financial advisor currently at ATTICUS WEALTH MANAGEMENT located in Roswell, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Goggin | Robert Goggin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Gerald Goggin's CRS (Customer Relationship Summary).

September 29, 2009 - February 25, 2014

SOLIDUS WEALTH MANGEMENT

RIA

CRD#: 151553

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2009

Uniform Investment Adviser Law Examination

Current Firm

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11380 Prosperity Farms Road Suite 201, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 425-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATTICUS WEALTH MANAGEMENT PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 447,497,119

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert G. Goggin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Gerald Goggin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATTICUS WEALTH MANAGEMENT

WEALTH MANAGEMENT ADVISORS, LLC

PEACHCAP TAX & ADVISORY, LLC

HAVEN CAPITAL

SOLIDUS WEALTH MANGEMENT

Primary Firm SEC Registration

ATTICUS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2009

Current Firm

ATTICUS WEALTH MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATTICUS WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors