BS
Betsy A. Sullivan
SOUTHLAND EQUITY PARTNERS.
Santa Rosa Beach, FL 32459
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CRD#: 1249320
BS
Professional summary
Betsy Ann Sullivan, AIF®, who also goes by Betsy Martin, is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in Santa Rosa Beach, Florida.
Betsy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Betsy has worked at 6 firms and has passed the SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Betsy Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA: BETSY A SULLIVAN, INC, PRESIDENT, SELLING LIFE, HEALTH & ADVISABILITY INSURANCE 2. BETSY A. SULLIVAN, INC POSITION: Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 20 START DATE: 09/13/2019 ADDRESS: 318 East Royal Fern Way, Santa Rosa Beach FL 32459, United States DESCRIPTION: Sales and support of Group Employee Benefits.
CRS (Client Relationship Summary) - RIA
Click below to view Betsy Ann Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 30, 2016 - Present
SOUTHLAND EQUITY PARTNERS, LLC.
Office #1: 318 East Royal Fern Way, Santa Rosa Beach, FL 32459RIA
CRD#: 154481
Santa Rosa Beach, FL
Past
November 3, 2023 - December 31, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SANTA ROSA BEACH, FL
Past
November 3, 2023 - December 31, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
SANTA ROSA BEACH, FL
Past
July 8, 1997 - November 3, 2023
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SANTA ROSA BEACH, FL
Past
June 7, 1994 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SANTA ROSA BEACH, FL
Past
May 28, 1992 - June 9, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 28, 1992 - June 9, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 30, 1984 - August 17, 1992
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SE
SOUTHLAND EQUITY PARTNERS, LLC.
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS | CORNERSTONE WEALTH MANAGEMENT | BRIDGELIGHT CAPITAL
CRD#: 154481 / SEC#: 801-71977
RIA
Registered Investment Advisory firm - (11/17/2010 Approved)Virginia
Registered Investment Advisory firm - (11/22/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/30/2016)
Exams
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SE
SOUTHLAND EQUITY PARTNERS, LLC.
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS | CORNERSTONE WEALTH MANAGEMENT | BRIDGELIGHT CAPITAL
CRD#: 154481 / SEC#: 801-71977
RIA
Registered Investment Advisory firm - (11/17/2010 Approved)Virginia
Registered Investment Advisory firm - (11/22/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wildwood, MO
Mailing Address
Po Box 7323, Charlottesville, VA 22906
Phone number
(770) 998-5879
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,680 |
| AUM (Assets Under Management) | $ 785,307,417 |
Red Flags
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