Kenneth B. Wheeler

ONEFIRM CONSULTING

ALTAMONTE SPRINGS, FL

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CRD#: 1249314

Professional summary

Kenneth Bert Wheeler, who also goes by Skip Wheeler, is a registered financial advisor currently at ONEFIRM CONSULTING, LLC located in Altamonte Springs, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kenneth has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Skip Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KENNETH B. WHEELER LLM,TAX, PA POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 7 START DATE: 08/01/1981 ADDRESS: 1155 Louisiana Avenue, Suite 100, Winter Park FL 32789 DESCRIPTION: Tax, Estate Planning and Transactional Attorney 2) DIOGENES GROUP LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2005 ADDRESS: 1155 Louisiana Avenue, Winter Park FL 32789 DESCRIPTION: Diognense group is my approved Marketing name. LLC used to pay sole employee, myself. 3) IMPRESSIONS, LLC - NON-INVESTMENT RELATED - WIFE'S ENGRAVING BUSINESS - 2008 - 10 HRS/MO - 0 HRS/MO DURING TRADING HOURS - LLC OWNED BY WIFE, WORK EXCLUSIVELY WITH THE US NAVAL ACADEMY TO PRODUCE ENGRAVED AND IMPRINTED ITEMS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Bert Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2018 - Present

ONEFIRM CONSULTING, LLC

RIA

CRD#: 291795

ALTAMONTE SPRINGS, FL

Past

November 14, 2016 - March 13, 2018

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Winter Park, FL

Past

November 11, 2016 - March 13, 2018

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Winter Park, FL

Past

December 4, 2015 - November 17, 2016

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WINTER PARK, FL

Past

December 4, 2015 - November 17, 2016

OSAIC WEALTH, INC.

CRD#: 23131

WINTER PARK, FL

Past

March 21, 2007 - December 21, 2015

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630

WINTER PARK, FL

Past

June 22, 2005 - December 21, 2015

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA

CRD#: 108249

WINTER PARK, FL

Past

March 23, 2005 - March 21, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

WINTER PARK, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/28/2018)

IAR

South Dakota
(4/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2006

General Securities Principal Examination

Current Firm

ONEFIRM CONSULTING, LLC

CRD#: 291795 / SEC#:

Florida

Registered Investment Advisory firm - (2/28/2018 Approved)

South Dakota

Registered Investment Advisory firm - (4/5/2019 Approved)

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Contact information

Main Address

Altamonte Springs, FL

Mailing Address

Phone number

(407) 645-1779

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 7,877,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth B. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Bert Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

CSSC BROKERAGE SERVICES, INC.

TRUSTEE EMPOWERMENT & PROTECTION, INC.

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2005

SIE

Date: 3/13/2018

Series 7

Date: 3/22/2005

Series 24

Date: 4/7/2006

Current Firm

ONEFIRM CONSULTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONEFIRM CONSULTING, LLC

TRUST BUT VERIFY

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