Deborah A. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah A Silva, who also goes by Deborah A Silva, Deborah Albuquerque Silva, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1984. Deborah had worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Northeastern University
Bachelor of Science (BS) - Economics
2003
Experience
March 31, 2025 - July 8, 2025
STRATEGIC ADVISERS LLC
August 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 18, 2022 - July 8, 2025
FIDELITY BROKERAGE SERVICES LLC
August 10, 2021 - June 17, 2022
WEDBUSH SECURITIES INC.
August 10, 2021 - June 17, 2022
WEDBUSH SECURITIES INC.
April 23, 2015 - August 23, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2011 - August 23, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2007 - February 4, 2009
BNY MELLON SECURITIES CORPORATION
June 20, 2007 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
May 27, 1999 - March 30, 2000
SIGNATOR INVESTORS, INC.
April 24, 1998 - June 11, 1998
A. G. EDWARDS & SONS, INC.
June 23, 1987 - October 10, 1996
IFMG SECURITIES, INC.
April 6, 1984 - May 20, 1987
COLONIAL INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
