James W. Feingold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Wilson Feingold was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2014 - August 12, 2014
TS IMAGINE BROKERAGE SERVICES, LLC
September 30, 2013 - November 7, 2013
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
May 14, 2012 - June 29, 2012
RODMAN & RENSHAW, LLC
November 30, 1992 - August 19, 1993
FIRST ASSET MANAGEMENT, INC.
August 18, 1988 - February 20, 1990
UBS FINANCIAL SERVICES INC.
May 8, 1985 - August 7, 1987
KUHNS BROTHERS & LAIDLAW, INC.
April 12, 1984 - May 6, 1985
UBS FINANCIAL SERVICES INC.
March 23, 1984 - May 22, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TS IMAGINE BROKERAGE SERVICES, LLC
CRD#: 146283 / SEC#: , 8-67807
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
