Jed H. Lavitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jed Harris Lavitt was a registered financial professional .
Jed is a previously registered financial professional and started their career in finance in 1984. Jed had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2010 - February 17, 2015
CIBC WORLD MARKETS CORP.
December 3, 2008 - May 6, 2010
FM PARTNERS HOLDINGS LLC
March 15, 2004 - April 10, 2008
SCOTIA CAPITAL (USA) INC.
November 1, 2003 - March 16, 2004
BMO CAPITAL MARKETS CORP.
June 27, 1996 - November 1, 2003
HARRIS NESBITT CORP.
February 13, 1991 - May 17, 1996
CIBC WOOD GUNDY SECURITIES CORP.
August 22, 1989 - June 8, 1990
PRUDENTIAL EQUITY GROUP, LLC
December 2, 1988 - July 10, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
March 29, 1984 - November 18, 1988
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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