Jeffrey C. Krum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Clark Krum was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2014 - January 5, 2023
CABLE HILL PARTNERS, LLC
July 6, 2012 - March 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 1984 - March 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CABLE HILL PARTNERS, LLC
CRD#: 168252 / SEC#: 801-78336
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,982 |
| AUM (Assets Under Management) | $ 1,977,399,614 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2024 | ||
| 07/14/2023 | ||
| 01/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
