Barbara L. Justiz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Lynn Justiz was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2002. Barbara had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2015 - May 31, 2023
FLYING CLOUD SECURITIES LLC
November 1, 2010 - September 2, 2015
COWEN PRIME SERVICES LLC
January 15, 2003 - July 19, 2011
SANDERS MORRIS LLC
March 25, 2002 - January 31, 2003
HCFP BRENNER SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FLYING CLOUD SECURITIES LLC
CRD#: 167621 / SEC#: , 8-69270
Contact information
Documents
Red Flags
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