Robert Dash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dash, who also goes by Bob Dash, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1988 - October 19, 1988
SOUTH RICHMOND SECURITIES, INC.
April 10, 1986 - July 25, 1986
DENTON & COMPANY, INCORPORATED
February 8, 1985 - January 14, 1986
WEAVER JOHNSON & COMPANY,INC.
September 26, 1984 - August 31, 1987
CITIWIDE SECURITIES CORP.
June 7, 1984 - November 26, 1984
VANDERBILT SECURITIES, INC.
May 24, 1984 - July 10, 1984
CITIWIDE SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTH RICHMOND SECURITIES, INC.
CRD#: 14913 / SEC#: , 8-36650
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
