Risa L. Lamontagne

MORNINGSTAR INVESTMENT MANAGEMENT LLC

St. Augustine, FL

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CRD#: 1248822

Professional summary

Risa L Lamontagne, who also goes by Risa L Kelly, Risa Lee La Montagne, Risa Lee Lamontagne, Risa L Rowe, Risa Lee Rowe, is a registered financial advisor currently at MORNINGSTAR INVESTMENT MANAGEMENT LLC located in St. Augustine, Florida.

Risa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Risa has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Risa L Kelly | Risa Lee La Montagne | Risa Lee Lamontagne | Risa L Rowe | Risa Lee Rowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Risa L Lamontagne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2023 - Present

MORNINGSTAR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 108031

St. Augustine, FL

Past

January 24, 2023 - January 7, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

RIA

CRD#: 112525

St. Augustine, FL

Past

January 24, 2023 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

February 9, 2022 - March 11, 2022

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

Chicago, IL

Past

February 9, 2022 - March 11, 2022

SANCTUARY SECURITIES, INC.

CRD#: 205

MIAMI, FL

Past

October 11, 2019 - May 25, 2021

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Barrington Hills, IL

Past

September 4, 2019 - May 25, 2021

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

August 12, 2009 - August 26, 2019

OSAIC FA, INC.

CRD#: 3978

BARRINGTON HILLS, IL

Past

December 19, 2006 - August 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CRYSTAL LAKE, IL

Past

December 19, 2006 - August 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CRYSTAL LAKE, IL

Past

June 13, 2003 - December 11, 2006

OSAIC FA, INC.

RIA

CRD#: 3978

CARY, IL

Past

June 13, 2003 - June 12, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 13, 2003 - December 11, 2006

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 31, 2002 - November 26, 2002

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

LAKE ZURICH, IL

Past

July 31, 2002 - November 26, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 13, 2000 - July 26, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BARRINGTON, IL

Past

September 8, 2000 - July 26, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORNINGSTAR INVESTMENT MANAGEMENT LLC

IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA

Registered Investment Advisory firm - (10/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/31/2023)

IAR

Illinois
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2000

General Securities Representative Examination

Current Firm

MORNINGSTAR INVESTMENT MANAGEMENT LLC

IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA

Registered Investment Advisory firm - (10/18/1999 Approved)

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Contact information

Main Address

22 West Washington Street, Chicago, IL 60602

Mailing Address

Phone number

(312) 696-6000

Established

Firm type

Fiscal year end

# of Employees

323

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORNINGSTAR WEALTH SERVICES (11/10/2025)

INSTITUTIONAL ADVISORY SERVICES (3/28/2025)

RETIREMENT SERVICES FOR INDIVIDUALS (3/28/2025)

METLIFE EXPERTSELECT PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts	592,301
AUM (Assets Under Management)	$ 76,595,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Risa L. Lamontagne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Risa L Lamontagne's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

OSAIC FA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MORNINGSTAR INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2019

Series 63

Date: 9/14/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2000

Current Firm

MORNINGSTAR INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORNINGSTAR INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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