Vicky M. Combs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vicky Marie Combs, who also goes by VIcky Marie Combs Ms, was a registered financial professional .
Vicky is a previously registered financial professional and started their career in finance in 1984. Vicky had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2008 - September 5, 2013
FIDELITY BROKERAGE SERVICES LLC
October 20, 2004 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
June 23, 2000 - November 4, 2004
FIDELITY BROKERAGE SERVICES LLC
June 23, 1994 - June 23, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
April 25, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
April 25, 1985 - June 23, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 25, 1985 - June 23, 1992
OSAIC FA, INC.
May 10, 1984 - August 21, 1984
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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