Edmund M. Laskowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Michael Laskowski was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1984. Edmund had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2015 - January 11, 2018
TD AMERITRADE, INC.
November 14, 2014 - January 11, 2018
TD AMERITRADE, INC.
November 14, 2014 - January 11, 2018
TD AMERITRADE CLEARING, INC.
July 20, 2005 - November 5, 2014
STRATEGIC ADVISERS LLC
March 13, 1987 - November 3, 2014
FIDELITY BROKERAGE SERVICES LLC
July 29, 1986 - March 20, 1987
MORGAN STANLEY DW INC.
April 18, 1985 - August 29, 1985
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 13, 1985 - September 12, 1985
ROBERT W. BAIRD & CO. INCORPORATED
March 22, 1984 - July 1, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/3/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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