William G. Ferrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Goodwyn Ferrell was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 2 firms and has passed the Series 41 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - December 31, 2014
FERRELL CAPITAL MANAGEMENT LLC
March 16, 1984 - March 29, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 6/16/1984
NYSE Allied Member ExaminationCurrent Firm
FERRELL CAPITAL MANAGEMENT LLC
CRD#: 168923 / SEC#: 802-81050
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/7/2016 |
| Connecticut | ERA - Withdrawn | 2/23/2015 |
Red Flags
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