Daniel P. Pizza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Paul Pizza was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2004 - July 23, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
June 13, 2003 - October 15, 2003
A.B. WATLEY, INC.
May 5, 2000 - November 13, 2001
MPAC CAPITAL PARTNERS, L.P.
April 21, 1998 - July 14, 1998
WILSON-DAVIS & CO., INC.
July 26, 1993 - January 23, 1998
PREFERREDTRADE, INC.
April 11, 1992 - August 10, 1992
REDWOOD SECURITIES GROUP, INC.
May 2, 1990 - November 13, 1990
IDS LIFE INSURANCE COMPANY
May 2, 1990 - November 13, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
June 22, 1988 - March 21, 1989
DEUTSCHE IXE, LLC
April 3, 1984 - March 1, 1988
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/30/2000
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED PROFESSIONAL TRADING LLC
CRD#: 39293 / SEC#: , 8-48713
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIGHTSPEED FINANCIAL, LLC | OWNER | |
| ACTMAN, ANDREW HOWARD | CHIEF STRATEGY OFFICER | 2869087 |
| BARRILLEAUX, JANICE JONES | CHIEF OPERATIONS OFFICER | 2339063 |
| EHRLICH, STEPHEN JAY | CHIEF EXECUTIVE OFFICER | 2454375 |
| EHRLICH, STEPHEN JAY | CHIEF COMPLIANCE OFFICER | 2454375 |
| IGNALL, SCOTT STEVEN | CHIEF TECHNOLOGY OFFICER | 2783532 |
| LYONS, JASON ROBERT | CHIEF FINANCIAL OFFICER | 2921790 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
