Frank M. Sands
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Melville Sands SR., who also goes by Frank Melville Sands, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1984. Frank had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2005 - March 29, 2017
SANDS CAPITAL MANAGEMENT, LLC
February 11, 1992 - November 30, 2005
SANDS CAPITAL MANAGEMENT, LP
July 22, 1986 - February 11, 1992
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
June 20, 1984 - April 16, 1986
PRINCIPAL FINANCIAL SECURITIES,INC.
Primary Firm SEC Registration
SANDS CAPITAL MANAGEMENT, LLC
CRD#: 137610 / SEC#: 801-64820
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANDS CAPITAL MANAGEMENT, LLC
CRD#: 137610 / SEC#: 801-64820
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 313 |
| AUM (Assets Under Management) | $ 45,180,826,186 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/15/2025 | ||
| 11/08/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
