David W. Kramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Kramer was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1984. David had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2015 - April 12, 2016
COUNTRY CAPITAL MANAGEMENT COMPANY
February 4, 2014 - December 1, 2014
MONTICELLO INVESTMENT SERVICES, INC.
October 30, 2013 - December 1, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
December 11, 2007 - November 1, 2013
COMMONWEALTH CAPITAL SECURITIES CORP.
June 6, 2005 - December 9, 2005
GROSSMAN & CO., LLC.
September 19, 2000 - February 3, 2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
April 27, 1995 - March 8, 1999
METROPOLITAN LIFE INSURANCE COMPANY
April 27, 1995 - March 8, 1999
MSI FINANCIAL SERVICES, INC.
January 2, 1992 - June 15, 1993
FRANKLIN-LORD, INC.
November 26, 1990 - October 15, 1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
September 4, 1990 - September 11, 1990
WELLS FARGO CLEARING SERVICES, LLC
September 11, 1989 - September 4, 1990
BOETTCHER & COMPANY, INC.
March 17, 1988 - September 29, 1989
LEHMAN BROTHERS INC.
April 18, 1984 - January 19, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
