William R. Hazen

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CRD#: 1248178

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Robert Hazen was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1984. William had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 21, 2010 - December 3, 2020

PANORAMIC CAPITAL, LLC

RIA

CRD#: 153450

LARKSPUR, CA

Past

January 27, 1999 - February 1, 2000

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Past

September 1, 1998 - January 27, 1999

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

September 28, 1989 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

December 28, 1984 - September 25, 1989

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Past

March 23, 1984 - December 11, 1984

ROWE & PITMAN, INC.

CRD#: 3236

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PANORAMIC CAPITAL, LLC

CRD#: 153450 / SEC#: 801-130526

RIA

Registered Investment Advisory firm - (6/20/2024 Approved)

California

Registered Investment Advisory firm - (12/3/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Current Firm

PANORAMIC CAPITAL, LLC

CRD#: 153450 / SEC#: 801-130526

RIA

Registered Investment Advisory firm - (6/20/2024 Approved)

California

Registered Investment Advisory firm - (12/3/2020 Terminated)

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Contact information

Main Address

900 Larkspur Landing Circle Suite #205, Larkspur, CA 94939

Mailing Address

Phone number

(415) 925-9033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PANORAMIC CAPITAL LLC PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 237,500,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	5/22/2024
California	ERA - Withdrawn	5/22/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Hazen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THOMAS WEISEL PARTNERS LLC

ROBERTSON STEPHENS, INC.

BANCAMERICA SECURITIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

S.G. WARBURG & CO. INC.

ROWE & PITMAN, INC.

Primary Firm SEC Registration

PANORAMIC CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2010

Series 63

Date: 5/11/1988

Series 7

Date: 3/17/1984

Current Firm

PANORAMIC CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PANORAMIC CAPITAL, LLC

TRUST BUT VERIFY

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