James W. Cogdell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Cogdell, who also goes by James Edward Cogdell, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 1984 - December 20, 2002
COGDELL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COGDELL SECURITIES, INC.
CRD#: 14882 / SEC#: , 8-31329
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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