Joy M. Wink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Michele Wink, who also goes by Joy M Wink, Joy Michele Wink, Joy Wink, Joy Michele Wonesh, Joy Michelle Wonesh, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1986. Joy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2019 - June 3, 2025
NORTHROCK PARTNERS, LLC
May 11, 2016 - August 15, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
May 11, 2016 - August 15, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
July 7, 2014 - April 20, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2014 - April 20, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 2014 - June 24, 2014
BMO HARRIS FINANCIAL ADVISORS, INC.
December 5, 2013 - June 24, 2014
BMO HARRIS FINANCIAL ADVISORS, INC.
February 12, 1999 - July 8, 2004
BANC ONE SECURITIES CORPORATION
February 1, 1999 - July 8, 2004
BANC ONE SECURITIES CORPORATION
October 14, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
October 1, 1993 - June 21, 1996
OLD KENT FINANCIAL ADVISORS
May 20, 1986 - April 16, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
