Raphael Aryeh
Professional Summary
Raphael Aryeh, who also goes by Raphael Aryey, was a registered financial advisor. Raphael was a previously registered financial professional and started their career in finance 1984 - 2024. Raphael had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Raphael Aryey
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
RAPHAEL ARYEH | RAPHAEL ARYEH AND ASSOCIATES
Contact Information
Main Address
Flushing, NYPhone Number
(718) 263-4852Established
New York since 01/29/1986Firm Type
PartnershipFiscal Year End
DecemberFirm Size
Small# of Employees
1Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
4AUM (Assets Under Management)
$8,400,000Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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