James M. Shepherd

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CRD#: 1247510

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Manny Shepherd, who also goes by Jim Shepherd, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1984. James had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Shepherd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 27, 1993 - May 14, 2018

VERUS FINANCIAL PARTNERS

RIA

CRD#: 106744

RICHMOND, VA

Past

December 4, 1989 - July 31, 1992

LPL FINANCIAL LLC

CRD#: 6413

Past

October 28, 1986 - February 8, 1988

MONARCH SECURITIES, INC.

CRD#: 2809

Past

November 11, 1985 - December 15, 1989

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

July 24, 1985 - November 26, 1985

MONARCH SECURITIES, INC.

CRD#: 2809

Past

June 13, 1984 - November 14, 1985

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERUS FINANCIAL PARTNERS

INVESTMENT CONSULTANTS & MANAGEMENT CO OF VIRGINIA | VERUS FINANCIAL PARTNERS, INC. | VERUS FINANCIAL PARTNERS | KUEHL SHEPHERD KOZLOWSKI & ASSOCIATES, INC.

CRD#: 106744 / SEC#: 801-41983

RIA

Registered Investment Advisory firm - (7/1/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/7/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VERUS FINANCIAL PARTNERS

INVESTMENT CONSULTANTS & MANAGEMENT CO OF VIRGINIA | VERUS FINANCIAL PARTNERS, INC. | VERUS FINANCIAL PARTNERS | KUEHL SHEPHERD KOZLOWSKI & ASSOCIATES, INC.

CRD#: 106744 / SEC#: 801-41983

RIA

Registered Investment Advisory firm - (7/1/1992 Approved)

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Contact information

Main Address

9030 Stony Point Parkway Suite 160, Richmond, VA 23235

Mailing Address

Phone number

(804) 592-3465

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,907
AUM (Assets Under Management)	$ 1,004,534,117

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Shepherd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

MONARCH SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MONARCH SECURITIES, INC.

CONSECO FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VERUS FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/1992

Series 63

Date: 5/14/1984

Series 7

Date: 10/19/1985

Series 6

Date: 5/7/1984

Current Firm

VERUS FINANCIAL PARTNERS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VERUS FINANCIAL PARTNERS

TRUST BUT VERIFY

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