Scott B. Seidman

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND

Warwick, RI 02888

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CRD#: 1247353

Professional summary

Scott Bruce Seidman is a registered financial advisor currently at THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. located in Warwick, Rhode Island.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Scott has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bruce Seidman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2013 - Present

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

Office #1: 1287 Post Road, Warwick, RI 02888

RIA

CRD#: 108705

Warwick, RI

Past

July 14, 2004 - December 12, 2013

SEIDMAN INVESTMENT ADVISORS, LLC

RIA

CRD#: 130452

DOVER, MA

Past

October 29, 2002 - January 27, 2004

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

September 19, 2002 - October 24, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BOSTON, MA

Past

January 21, 1986 - October 24, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 22, 1984 - February 7, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

MYSTIC ASSET MANAGEMENT | THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. | RPC ADVISORS | RETIREMENT PLANNING CO OF NEW ENGLAND INC | RETIREMENT PLANNING CO OF N.E.; MYSTIC ASSET MGT; RPC ADVIOSORS

CRD#: 108705 / SEC#: 801-55956

RIA

Registered Investment Advisory firm - (10/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(4/2/2013)

IAR

Texas
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Current Firm

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

CRD#: 108705 / SEC#: 801-55956

RIA

Registered Investment Advisory firm - (10/13/1998 Approved)

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Contact information

Main Address

1287 Post Road, Warwick, RI 02888

Mailing Address

Phone number

(401) 453-5558

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FEB 2013 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,324
AUM (Assets Under Management)	$ 336,297,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott B. Seidman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Bruce Seidman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEIDMAN INVESTMENT ADVISORS, LLC

MOORS & CABOT, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2004

Series 63

Date: 5/10/1984

Series 7

Date: 3/17/1984

Current Firm

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

TRUST BUT VERIFY

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