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Shapour R. Ejlal

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CRD#: 1247346
SE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shapour Reza Ejlal was a registered financial professional .

Shapour is a previously registered financial professional and started their career in finance in 1984. Shapour had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 29, 2019 - February 12, 2020

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
Great Neck, NY
Past

January 5, 2018 - June 19, 2018

ANDREW GARRETT INC.

BD
CRD#: 29931
GREAT NECK, NY
Past

August 14, 2014 - January 9, 2018

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

October 1, 2012 - July 23, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
GREAT NECK, NY
Past

October 1, 2012 - July 23, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
GREAT NECK, NY
Past

July 13, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
GREAT NECK, NY
Past

July 13, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
GREAT NECK, NY
Past

August 16, 2006 - July 31, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LAKE SUCCESS, NY
Past

October 19, 2005 - July 31, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LAKE SUCCESS, NY
Past

January 12, 2005 - September 26, 2005

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY
Past

May 10, 1984 - September 7, 1984

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/31/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/11/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/7/1984
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WH
WYNSTON HILL CAPITAL, LLC
ELEPHANTX ONLINE SECURITIES, LLC | XTF CAPITAL LLC | WYNSTON HILL CAPITAL, LLC

CRD#: 103811 / SEC#: , 8-52299

BD
Approved by SEC on 07/14/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/29/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BAI HOLDINGSMEMBER
RIORDAN, DENNIS VINCENTPRESIDENT2412563
ALT 5 SIGMA INCOWNER
CALAMUNCI, ROBERT JOSEPH SRCEO, FINOP, OPTIONS PRINCIPAL1618899
STOUBER, RANDYCCO1104531

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

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