Claire Bailey

1)Entity Name Rosen Group / Legacy Private Client Services Start Date 04/29/2025 Is the business investment-related? Yes Position, Title or Association Senior Wealth Advisor Street Address 888 SE 3rd Ave, 4th Fl. City Fort Lauderdale State / Province FL Postal / Zip Code 33316 Country United States Nature of Business Wealth Management Describe your duties in this OBA I was employed by the parent company Rosen Group in Canada to help them create their website and LinkedIn pages and to get them ready to launch Legacy Private Client Services in the US. They have delayed their official launch so they converted my position from a W2 employee to a commission only position as of March 1, 2026. No clinets have been solicited nor are being solicited as they haven't officially launched the firm. My Series 65 is still at this firm but I may be moving it to a US firm that is fully ooperating as a wealth manager. On a monthly basis, approximate hours devoted to OBA 20 Number of hours you devoted during securities trading hours 20 2) Entity Name CB Financial Service Start Date 05/25/2026 Is the business investment-related? Yes Position, Title or Association President Street Address 15051 ROYAL OAKS LN City NORTH MIAMI State / Province FL Postal / Zip Code 33181 Country United States Nature of Business Investment Banking Describe your duties in this OBA MOST RECENT WEBSITE LINK FOR REVIEW On a monthly basis, approximate hours devoted to OBA 100