Claire A. Bailey

LEGACY PRIVATE CLIENT SERVICES

Fort Lauderdale, FL 33316

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CRD#: 1247313

Professional summary

Claire Allyn Bailey, who also goes by Claire Allyn Bailey, Claire A Bailey, Claire Bailey Johnson, Claire Bailey Peters, Claire Bailey Riordan, is a registered financial advisor currently at LEGACY PRIVATE CLIENT SERVICES located in Fort Lauderdale, Florida.

Claire is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Claire has worked at 21 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claire Allyn Bailey | Claire A Bailey | Claire Bailey Johnson | Claire Bailey Peters | Claire Bailey Riordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Claire Allyn Bailey is a licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claire Allyn Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2025 - Present

LEGACY PRIVATE CLIENT SERVICES

Office #1: 888 Se 3rd Avenue 4th Floor, Fort Lauderdale, FL 33316

RIA

CRD#: 331736

Fort Lauderdale, FL

Past

October 10, 2023 - May 30, 2024

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

June 13, 2023 - October 5, 2023

LIQUIDITY.IO, LLC

CRD#: 289499

WHITEFISH, MT

Past

April 26, 2021 - December 22, 2021

EXEMPLAR CAPITAL, LLC

CRD#: 155786

New York, NY

Past

September 30, 2020 - January 30, 2023

ENTORO INVESTMENTS, LLC

RIA

CRD#: 306790

New York, NY

Past

December 21, 2018 - January 4, 2019

STONERIDGE INVESTMENT PARTNERS

RIA

CRD#: 109261

RADNOR, PA

Past

December 19, 2018 - December 10, 2020

PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672

WHITE PLAINS, NY

Past

February 26, 2015 - January 3, 2017

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 157841

WAYNE, PA

Past

February 10, 2015 - January 3, 2017

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

August 29, 2013 - April 18, 2014

PHILADELPHIA BROKERAGE CORPORATION

CRD#: 25534

RADNOR, PA

Past

March 8, 2011 - October 12, 2011

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

February 15, 2011 - March 17, 2011

GREENTREE BROKERAGE SERVICES, INC.

CRD#: 45316

PHILADELPHIA, PA

Past

June 4, 2010 - February 9, 2011

DREXEL HAMILTON, LLC

CRD#: 143570

PHILADELPHIA, PA

Past

March 22, 2010 - April 26, 2010

BEANPOT FINANCIAL SERVICES, INC.

CRD#: 39549

GLENCOE, IL

Past

April 17, 2007 - August 28, 2008

LIME TRADING CORP

CRD#: 11826

NEW YORK, NY

Past

November 4, 2005 - December 31, 2006

CRESAP, INC.

CRD#: 25899

RADNOR, PA

Past

March 14, 2003 - December 18, 2003

POTOMAC CAPITAL MARKETS, LLC

CRD#: 39800

MIDDLETOWN, MD

Past

September 20, 1991 - December 22, 1993

STOCKTON EQUITIES GROUP

CRD#: 18262

Past

May 30, 1990 - May 14, 1991

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Past

April 6, 1987 - June 13, 1990

ALVERY BARTLETT BROKERAGE CO.

CRD#: 13487

Past

May 22, 1984 - December 4, 1985

CIBC WORLD MARKETS CORP.

CRD#: 630

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY PRIVATE CLIENT SERVICES

LEGACY PRIVATE CLIENT SERVICES | ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC | LEGACYMED ADVISORS

CRD#: 331736 / SEC#: 801-130906

RIA

Registered Investment Advisory firm - (8/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2003

General Securities Representative Examination

Current Firm

LEGACY PRIVATE CLIENT SERVICES

LEGACY PRIVATE CLIENT SERVICES | ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC | LEGACYMED ADVISORS

CRD#: 331736 / SEC#: 801-130906

RIA

Registered Investment Advisory firm - (8/13/2024 Approved)

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Contact information

Main Address

1 Holiday Avenue, East Tower Suite 305, Pointe-claire. Qc, H9R 5N3

Mailing Address

Phone number

(514) 782-5966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC (10/8/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Claire A. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claire Allyn Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

LIQUIDITY.IO, LLC

EXEMPLAR CAPITAL, LLC

ENTORO INVESTMENTS, LLC

STONERIDGE INVESTMENT PARTNERS

PICKWICK CAPITAL PARTNERS, LLC

BLUESTONE CAPITAL MANAGEMENT, LLC

MCG SECURITIES LLC

PHILADELPHIA BROKERAGE CORPORATION

CV BROKERAGE, INC

GREENTREE BROKERAGE SERVICES, INC.

DREXEL HAMILTON, LLC

BEANPOT FINANCIAL SERVICES, INC.

LIME TRADING CORP

CRESAP, INC.

POTOMAC CAPITAL MARKETS, LLC

STOCKTON EQUITIES GROUP

MARK TWAIN BROKERAGE SERVICES, INC.

ALVERY BARTLETT BROKERAGE CO.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

LEGACY PRIVATE CLIENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2015

Series 63

Date: 12/20/2005

SIE

Date: 1/3/2017

Series 7

Date: 3/3/2003

Current Firm

LEGACY PRIVATE CLIENT SERVICES

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

LEGACY PRIVATE CLIENT SERVICES

TRUST BUT VERIFY

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