Bhoopinder S. Kohli

KFICO, LLC REGISTERED INVESTMENT ADVISOR

TUSTIN, CA 92780

CRD#: 1247221

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Professional summary

Bhoopinder Singh Kohli, CFP®, who also goes by Bhoopi Kohli, is a registered financial advisor currently at KFICO, LLC REGISTERED INVESTMENT ADVISOR located in Tustin, California.

Bhoopinder is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Bhoopinder has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bhoopi Kohli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bhoopinder Singh Kohli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 25, 2017 - Present

KFICO, LLC REGISTERED INVESTMENT ADVISOR

Office #1: 2552 Walnut Ave. Suite 140, Tustin, CA 92780

RIA

CRD#: 155673

TUSTIN, CA

Past

June 28, 2017 - August 10, 2018

SURYA CAPITAL, LLC

RIA

CRD#: 161105

Tustin, CA

Past

January 6, 2011 - December 31, 2016

KFICO, LLC REGISTERED INVESTMENT ADVISOR

RIA

CRD#: 155673

TUSTIN, CA

Past

November 23, 2010 - May 16, 2011

MCL FINANCIAL GROUP, INC.

CRD#: 41180

TUSTIN, CA

Past

October 18, 2010 - January 28, 2011

MCL FINANCIAL GROUP, INC.

RIA

CRD#: 41180

TUSTIN, CA

Past

February 15, 2002 - October 20, 2010

EQUITY SERVICES, INC.

RIA

CRD#: 265

TUSTIN, CA

Past

July 17, 2000 - October 20, 2010

EQUITY SERVICES, INC.

CRD#: 265

TUSTIN, CA

Past

May 23, 1984 - July 14, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Current Firm

KFICO, LLC REGISTERED INVESTMENT ADVISOR

KFICO REGISTERD INVESTMENT ADVISOR | KFICO, LLC REGISTERED INVESTMENT ADVISOR | KFICO, LLC

CRD#: 155673 / SEC#:

California

Registered Investment Advisory firm - (1/25/2017 Approved)

Texas

Registered Investment Advisory firm - (1/29/2024 Conditional Restricted)

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Contact information

Main Address

2552 Walnut Ave. Suite 140, Tustin, CA 92780

Mailing Address

Phone number

(714) 734-8899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 46,163,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bhoopinder S. Kohli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bhoopinder Singh Kohli's CRS (Customer Relationship Summary).

Certified licenses

Experience

KFICO, LLC REGISTERED INVESTMENT ADVISOR

SURYA CAPITAL, LLC

KFICO, LLC REGISTERED INVESTMENT ADVISOR

MCL FINANCIAL GROUP, INC.

MCL FINANCIAL GROUP, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/1987

Series 7

Date: 5/19/1984

Current Firm

KFICO, LLC REGISTERED INVESTMENT ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KFICO, LLC REGISTERED INVESTMENT ADVISOR

TRUST BUT VERIFY

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