Irene G. Sylim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irene Gweneviere Sylim, who also goes by Irene G Sylim, Irene Josephine Sylim, was a registered financial professional .
Irene is a previously registered financial professional and started their career in finance in 1984. Irene had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1989 - February 14, 1989
POST CAPITAL, INC.
July 9, 1986 - December 18, 1987
PRUCO SECURITIES, LLC.
June 22, 1984 - August 31, 1984
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
POST CAPITAL, INC.
CRD#: 23620 / SEC#: , 8-40519
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
