Gary R. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Robert Patterson was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2010 - April 7, 2016
ATHERTON LANE ADVISERS, LLC
May 1, 2008 - December 31, 2008
ATHERTON LANE ADVISERS, LLC
April 22, 2004 - May 24, 2005
THE PORTOLA GROUP INC
February 1, 2000 - February 6, 2001
J.P. MORGAN SECURITIES INC.
July 23, 1991 - February 1, 2000
HAMBRECHT & QUIST LLC
March 19, 1985 - July 26, 1991
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/5/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ATHERTON LANE ADVISERS, LLC
CRD#: 134090 / SEC#: 801-63870
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
