Martin G. Mollner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Gregory Mollner, who also goes by Greg Mollner, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1984. Martin had worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2021 - May 11, 2021
CAPITAL SUISSE LLC
January 5, 2017 - April 11, 2019
CAPITAL SUISSE LLC
October 4, 2011 - December 31, 2016
SWIFTSURE SECURITIES LLC
June 9, 2010 - September 30, 2011
VINTON STREET CAPITAL CORPORATION
October 26, 1994 - November 1, 1994
AMERICAN INVESTMENT SERVICES, INC.
September 26, 1985 - October 29, 1992
HEARTLAND INTERNATIONAL, INC.
March 26, 1985 - August 16, 1985
SENTRA SECURITIES CORPORATION
September 15, 1984 - February 4, 1985
SYNDEX SECURITIES CORPORATION
July 26, 1984 - October 22, 1984
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CAPITAL SUISSE LLC
CRD#: 269924 / SEC#: , 8-69639
Contact information
Documents
Red Flags
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