Nadine P. Cruz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nadine Pierrelouis Cruz, who also goes by Nadine Pierre Louis Cruz, Nadine Pierrelouis, was a registered financial professional .
Nadine is a previously registered financial professional and started their career in finance in 1984. Nadine had worked at 4 firms and has passed the Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1996 - May 16, 1997
THE PARTNERS FINANCIAL GROUP, INC.
September 9, 1993 - October 5, 1995
MORGAN STANLEY DW INC.
January 9, 1990 - September 16, 1993
BARNETT INVESTMENTS, INC.
March 27, 1984 - November 8, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PARTNERS FINANCIAL GROUP, INC.
CRD#: 31979 / SEC#: , 8-45591
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
