Jack J. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack J Peterson was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1984. Jack had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2010 - February 24, 2012
FORESTERS EQUITY SERVICES, INC.
April 3, 2006 - October 29, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 2, 2003 - December 31, 2005
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 21, 1994 - April 2, 2003
LOCUST STREET SECURITIES, INC.
May 14, 1990 - November 9, 1994
F & G SECURITIES, INC.
November 19, 1989 - April 10, 1990
OSAIC WEALTH, INC.
August 23, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 13, 1987 - December 21, 1988
SUPENA-NYMAN INVESTMENT CORPORATION
March 13, 1986 - February 23, 1987
PERPETUAL INVESTMENT ASSOCIATES
July 26, 1984 - March 10, 1986
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
