Stephen G. Parker

TSN MANAGEMENT

New York, NY

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CRD#: 1246725

Professional summary

Stephen Gerard Parker is a registered financial advisor currently at TSN MANAGEMENT INC. located in New York, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stephen has worked at 19 firms and has passed the Series 65, Series 63, Series 66, Series 3, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TSN Management, RIA business - 22904 58th Ave P12 Oakland Gardens, NY 11364 - President/Owner since August 2018 managing/structuring hedged equity portfolios. 12 hours per month devoted to the business with 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Gerard Parker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2023 - Present

TSN MANAGEMENT INC.

RIA

CRD#: 300102

New York, NY

Past

May 27, 2022 - December 31, 2022

TSN MANAGEMENT INC.

RIA

CRD#: 300102

NEW YORK, NY

Past

September 13, 2021 - July 6, 2022

CAPE SECURITIES INC.

CRD#: 7072

NEW YORK, NY

Past

September 27, 2017 - June 26, 2020

CAPE SECURITIES INC.

CRD#: 7072

NEW YORK, NY

Past

May 27, 2014 - October 23, 2017

DAWSON JAMES SECURITIES, INC.

CRD#: 130645

NEW YORK, NY

Past

July 24, 2013 - May 23, 2014

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

NEW YORK, NY

Past

January 18, 2013 - February 14, 2013

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

July 4, 2011 - April 17, 2012

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

June 7, 2011 - April 17, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

May 13, 2011 - June 30, 2011

AVATAR SECURITIES, LLC

CRD#: 147763

NEW YORK, NY

Past

December 1, 2008 - December 10, 2010

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

September 13, 2007 - November 19, 2008

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

February 16, 2007 - October 9, 2007

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 10, 2006 - January 5, 2007

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

January 21, 2004 - March 15, 2005

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

June 22, 2000 - January 2, 2004

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

July 10, 1998 - June 29, 2000

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 23, 1995 - July 16, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 29, 1993 - January 27, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

January 1, 1991 - April 12, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 15, 1990 - January 1, 1991

ROTAN MOSLE INC.

CRD#: 727

Past

January 8, 1988 - January 18, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 8, 1985 - January 19, 1988

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

April 27, 1983 - July 8, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 9/13/2025

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/5/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2002

General Securities Principal Examination

Current Firm

TSN MANAGEMENT INC.

CRD#: 300102 / SEC#:

New York

Registered Investment Advisory firm - (1/11/2023 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(516) 398-1196

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen G. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Gerard Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSN MANAGEMENT INC.

CAPE SECURITIES INC.

CAPE SECURITIES INC.

DAWSON JAMES SECURITIES, INC.

DINOSAUR FINANCIAL GROUP, L.L.C

G-2 TRADING,LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

AVATAR SECURITIES, LLC

ECHOTRADE LLC

ECHOTRADE LLC

DEUTSCHE BANK SECURITIES INC.

G-2 TRADING,LLC

CARLIN EQUITIES, LLC

BEECH HILL SECURITIES, INC.

UBS SECURITIES LLC

PRUDENTIAL EQUITY GROUP, LLC

CREDIT SUISSE SECURITIES (USA) LLC

UBS FINANCIAL SERVICES INC.

ROTAN MOSLE INC.

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2019

Series 63

Date: 6/10/2011

Series 66

Date: 3/24/2007

Series 3

Date: 9/13/2025

SIE

Date: 10/1/2018

Series 55

Date: 7/5/2000

Series 7

Date: 3/17/1984

Series 24

Date: 3/14/2002

Current Firm

TSN MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TSN MANAGEMENT INC.

TRUST BUT VERIFY

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